CONTACTS |
Daniel Dubois
Executive Vice President, Managing
Partner
(866) 774-6925
Dan Dubois has been in the financial
services industry for over 20 years.
In 1985 Dan started his career as a
financial consultant in a Beverly Hills,
CA brokerage firm specializing in fixed
income and tax-advantaged investments.
His early success led to becoming the
youngest broker ever appointed Managing
Executive of a branch office for one
of the nation’s largest broker/dealers.
Prior
to joining Retirement Strategies Group
and affiliating with Brecek & Young
Advisors, Inc., Dan served as President of a nationally licensed NASD broker
dealer which was the nation’s leading independent broker dealer providing
executive benefits and retirement plans to large public and privately held corporations.
In this position he was responsible for overseeing the registered representative
development, licensing, regulatory and compliance initiatives of the firm. In
this capacity Dan became exposed to the plan design, implementation and admin
of high end executive compensation plans.
Dan has authored numerous articles
on retirement planning strategies,
was the host of Perspectives on
Profit -
a five minute live market commentary
that was aired daily on KWHY-TV in
Los Angeles, was featured in Business
Week as a college student for
a successful entrepreneurial venture,
and is a regular guest speaker at
industry conferences.
Dan holds FINRA
Series 7, 24, and 63 licenses. He
is also licensed nationally for life,
health and variable insurance. In
1985 Dan graduated from the University
of Connecticut with a degree in Economics. He
also was awarded an academic certificate
in Personal Financial and Estate
Planning from San Diego State University
after successfully completing a comprehensive
two year advanced studies program
through SDSU’s Graduate School
of Business. He recently
received the Chartered Retirement Plans
Specialist designation focused on
all aspects of qualified and non
qualified retirement plans. Dan
lives in San Diego, CA with his wife
Tina and their two children.
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